Chan Heng Fai Ambrose's Form 4 filing
Alset Inc. (AEI) · filed Jun 4, 2024
- Accession no.
- 0001493152-24-022569
- Filed
- Jun 4, 2024
- Trade date
- May 31-Jun 3, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $19.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On May 31, 2024, Mr. Chan acquired 7,975 shares of the Issuer's common stock at a price of $0.91 per share.
Referenced by the price of 1 transaction in Table I.
- F2
On June 3, 2024, Mr. Chan acquired 12,337 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $0.96 to $0.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.