Gray Jonathan H.'s Form 4 filing
Prairie Operating Co. (PROP) · filed May 30, 2024
- Accession no.
- 0001493152-24-022034
- Filed
- May 30, 2024
- Trade date
- Sep 7, 2023-Apr 25, 2024
- Filing delay
- 266 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market purchases total $332.5K. It was filed 266 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gray Jonathan H.CIK 0001977414 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +109,024 | $3.05F4 | +$332,523.2 | 109,024 | Indirect | |
| Apr 25, 2024 | Common Stock | XIn-the-money exerciseAcquired | +150,000 | $6.00 | +$900,000 | 230,159 | Indirect | |
| Apr 25, 2024 | Common Stock | XIn-the-money exerciseAcquired | +50,975 | $6.00 | +$305,850 | 159,999 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +50,974 | $3.05F4 | +$777.35 | 254.87 | Indirect | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +50,975 | $3.05F4 | +$155,473.75 | 50,975 | Indirect | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +50,975 | $3.05F4 | +$155,473.75 | 50,975 | Indirect | |
| Apr 25, 2024 | Common Stock | XIn-the-money exerciseDisposed | −150,000 | $0.00 | $0 | 0 | Indirect | |
| Apr 25, 2024 | Common Stock | XIn-the-money exerciseDisposed | −50,975 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
On September 7, 2023, the Reporting Person purchased from Alpha Capital Anstalt for a total purchase price of $800,000 the following securities: 73,194 shares of Common Stock, 254.87 shares of Series D Convertible Preferred Stock convertible into 50,974 shares of Common Stock, 50,975 Series A Warrants convertible into 50,975 shares of Common Stock, 50,975 Series B Warrants convertible into 50,975 shares of Common Stock, and 35,830 Rights to Purchase 35,830 shares of Common Stock. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.
Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.