Johnson Michael's Form 4 filing
Flux Power Holdings, Inc. (FLUX) · filed May 21, 2024
- Accession no.
- 0001493152-24-020930
- Filed
- May 21, 2024, 8:10 PM ET
- Trade date
- May 17, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $54.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson MichaelCIK 0001550109 | Director, 10% Owner |
| Esenjay Investments, LLCCIK 0001981618 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2024 | Common Stock | SSaleDisposed | −16,453 | $3.32F2 | −$54,651.93 | 4,322,557 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.31 to $3.335, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares sold at each separate transaction.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24.1 - Power of Attorney for Michael Johnson (previously filed as Exhibit 24 to Form 4 dated April 30, 2024); Exhibit 24.2 Power of Attorney for Esenjay Investments, LLC, filed as Exhibit 24 to this Form 4.