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McComic Tammy's Form 4/A amendment

Amended

Mexco Energy Corp (MXC) · filed Apr 10, 2024

Accession no.
0001493152-24-014184
Filed
Apr 10, 2024
Rule 10b5-1 plan
Not checked
Original filed
Apr 4, 2024

This filing lists no transactions. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $94.1K.

This amendment restates part of 0001493152-24-013162 (filed Apr 4, 2024). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McComic TammyCIK 0001250057Officer (PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001493152-24-013162 (filed Apr 4, 2024).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001493152-24-013162
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 2, 2024MXC COMMON STOCKMOption exerciseAcquired+7,000$7.00+$49,00066,465Direct
Apr 2, 2024MXC COMMON STOCKSSaleDisposed−6,606$13.52−$89,313.1259,859Direct
Apr 4, 2024MXC COMMON STOCKSSaleDisposed−394$12.04−$4,743.7659,465Direct

Derivative securities (Table II)

Derivative transactions carried over from 0001493152-24-013162
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 2, 2024COMMON STOCKAGrant or awardAcquired+7,000$7.00+$49,000102,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On April 4, 2024, the reporting person filed a Form 4 which inadvertently reported that, following her exercise of options and sale of the underlying stock, she directly owned 59,465 shares of the issuer's common stock consisting of 58,250 vested options and a total of 102,000 stock options of which 58,250 were vested. In fact, as reported in this amendment, the reporting person directly owned 71,965 shares of the issuer's common stock which include vested options to acquire shares of the issuer's common stock: 2,000 shares @ $7.00 per share; 25,000 @ $4.84 per share; and 25,000 @ $3.34 per share; 12,500 @ $8.51; and 6,250 @ $18.05 per share. The reporting person directly owns 127,000 option shares, of which 70,750 are vested and can be acquired at the following prices: 2,000 shares @ $7.00 per share; 25,000 @ $4.84 per share; 25,000 @ $3.34 per share; 12,500 @ $8.51; and 6,250 @ $18.05 per share..

Read the full filing on SEC EDGAR (opens in a new tab)