Melsert Ryan Mitchell's Form 4 filing
American Battery Technology Co (ABAT) · filed Apr 8, 2024
- Accession no.
- 0001493152-24-013959
- Filed
- Apr 8, 2024
- Trade date
- Apr 4-8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Melsert Ryan MitchellCIK 0001823522 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2024 | Common Stock | AGrant or awardAcquired | +5,221 | $0.00 | $0 | 1,095,629 | Direct | |
| Apr 5, 2024 | Common Stock | AGrant or awardAcquired | +10,938 | $0.00 | $0 | 1,106,567 | Direct | |
| Apr 8, 2024 | Common Stock | FTax withholdingDisposed | −3,781 | $1.83 | −$6,919.23 | 1,102,786 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +8,173 | $10.50 | +$85,816.5 | 485,858 | Direct | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +2,951 | $10.49 | +$30,955.99 | 488,809 | Direct | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +19,699 | $4.33 | +$85,296.67 | 508,508 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.