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Melsert Ryan Mitchell's Form 4/A amendment

Amended

American Battery Technology Co (ABAT) · filed Apr 3, 2024

Accession no.
0001493152-24-013005
Filed
Apr 3, 2024
Trade date
Jan 21-23, 2024
Filing delay
73 days
Rule 10b5-1 plan
Not checked
Original filed
Jan 23, 2024

This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 73 days after the trade.

This amendment replaces 0001493152-24-003459 (filed Jan 23, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Melsert Ryan MitchellCIK 0001823522Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 21, 2024Common StockAGrant or awardAcquired+20,832$0.00$01,033,868Direct
Jan 23, 2024Common StockFTax withholdingDisposed−6,596$2.79−$18,402.841,027,272Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 22, 2024Common StockPPurchaseAcquired+17,706$10.49+$185,735.94432,766Direct
Jan 22, 2024Common StockPPurchaseAcquired+16,347$10.50+$171,643.5449,113Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)