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Melsert Ryan Mitchell's Form 4 filing

American Battery Technology Co (ABAT) · filed Mar 12, 2024

Accession no.
0001493152-24-009667
Filed
Mar 12, 2024
Trade date
Mar 8-11, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Melsert Ryan MitchellCIK 0001823522Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 8, 2024Common StockAGrant or awardAcquired+8,819$0.00$01,036,091Direct
Mar 11, 2024Common StockFTax withholdingDisposed−2,180$2.03−$4,425.41,033,911Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 8, 2024Common StockPPurchaseAcquired+78,796$4.33+$341,186.68399,852Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)