Skip to main content

Horowitz Joshua's Form 4 filing

Barnwell Industries Inc (BRN) · filed Dec 22, 2023

Accession no.
0001493152-23-046011
Filed
Dec 22, 2023
Trade date
Dec 20-22, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $63.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Horowitz JoshuaCIK 0001612424Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 20, 2023Common StockPPurchaseAcquired+10,000$2.27F1+$22,700224,308Indirect
Dec 21, 2023Common StockPPurchaseAcquired+3,209$2.27F1+$7,284.43227,517Indirect
Dec 22, 2023Common StockPPurchaseAcquired+14,000$2.38F1+$33,320241,517Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.29, inclusive, on December 20, 2023, prices ranging from $2.26 to $2.35, inclusive, on December 21, 2023, and prices ranging from $2.315 to $2.42, inclusive, on December 22, 2023. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)