Thomas Jessica L.'s Form 4 filing
Soluna Holdings, Inc (SLNH) · filed Dec 13, 2023
- Accession no.
- 0001493152-23-044757
- Filed
- Dec 13, 2023
- Trade date
- Dec 12, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $2.23K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomas Jessica L.CIK 0001833489 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2023 | Common Stock | SSaleDisposed | −322 | $3.68 | −$1,184.96 | 2,600 | Direct | |
| Dec 12, 2023 | 9.0% Series A Cumulative Perpetual Preferred Stock | SSaleDisposed | −300 | $3.50 | −$1,050 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
On October 13, 2023, the Company effected a reverse stock split (the "Reverse Stock Split") of the Common Stock pursuant to which every 25 shares of Common Stock were automatically reclassified into one new share of Common Stock. Proportionate adjustments were made to the Company's outstanding equity awards as well as the exercise, grant and acquisition prices of such equity awards, as applicable. Accordingly, all amounts of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.