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Rickert Jeanne M's Form 4 filing

Nano Magic Inc. (NMGX) · filed Nov 1, 2023

Accession no.
0001493152-23-039003
Filed
Nov 1, 2023
Trade date
Oct 31, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $3.33K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rickert Jeanne MCIK 0001616631Director, Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 31, 2023Common StockPPurchaseAcquired+4,444$0.75+$3,333625,173Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Of the total holdings, 94,102 shares are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership. Amount does not include securities held by the Rickert Family, Limited Partnership, except to the extent of the 33.33% limited partnership interest owned by the reporting person for which she has none of the voting control. The reporting person disclaims beneficial ownership of the Issuer's securities owned by the Rickert Family, Limited Partnership, except to the extent of her pecuniary interest.

Read the full filing on SEC EDGAR (opens in a new tab)