Scheiwe Charles's Form 4 filing
Flux Power Holdings, Inc. (FLUX) · filed Oct 30, 2023
- Accession no.
- 0001493152-23-038767
- Filed
- Oct 30, 2023
- Trade date
- Oct 26-30, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.54K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scheiwe CharlesCIK 0001761309 | Officer (CFO and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2023 | Common Stock | MOption exerciseAcquired | +3,515 | – | – | 13,633 | Direct | |
| Oct 27, 2023 | Common Stock | SSaleDisposed | −333 | $3.35 | −$1,115.55 | 13,300 | Direct | |
| Oct 30, 2023 | Common Stock | SSaleDisposed | −734 | $3.30 | −$2,422.2 | 12,566 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2023 | Common Stock | MOption exerciseDisposed | −3,515 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.