Rodsky Seth's Form 4 filing
Real Good Food Company, Inc. (RGF) · filed Sep 21, 2023
- Accession no.
- 0001493152-23-033374
- Filed
- Sep 21, 2023, 7:38 PM ET
- Trade date
- Sep 19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.52K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodsky SethCIK 0001931393 | 10% Owner |
| Strand Equity Partners III, LLCCIK 0001931395 | 10% Owner |
| Strand Management CoCIK 0001933924 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Class A Common Stock | SSaleDisposed | −1,880 | $4.00 | −$7,520 | 0 | Direct | |
| Sep 19, 2023 | Class A Common Stock | CConversionAcquired | +250,000 | $0.00 | $0 | 250,000 | Direct | |
| Sep 19, 2023 | Class B Common Stock | CConversionDisposed | −250,000 | $0.00 | $0 | 705,776 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Class A Common Stock | CConversionAcquired | +250,000 | $0.00 | $0 | 705,776 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.