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Hsu Jason's Form 4 filing

Immix Biopharma, Inc. (IMMX) · filed Sep 18, 2023

Accession no.
0001493152-23-032969
Filed
Sep 18, 2023
Trade date
Sep 11-15, 2023
Filing delay
7 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $200.4K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hsu JasonCIK 0001895035Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 11, 2023Common StockPPurchaseAcquired+25,000$2.89+$72,250710,000Direct
Sep 12, 2023Common StockPPurchaseAcquired+30,000$2.83+$84,900740,000Direct
Sep 14, 2023Common StockPPurchaseAcquired+10,000$2.58+$25,800750,000Direct
Sep 15, 2023Common StockPPurchaseAcquired+7,000$2.49+$17,430757,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)