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Stockwell Lynn's Form 4 filing

Bright Green Corp (BGXX) · filed Sep 6, 2023

Accession no.
0001493152-23-031869
Filed
Sep 6, 2023, 5:17 PM ET
Trade date
Jul 18-Sep 1, 2023
Filing delay
50 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $116.7K. It was filed 50 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stockwell LynnCIK 0001927032Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 18, 2023Common StockGGiftAcquired+2,500,000$0.00$067,583,475Direct
Aug 22, 2023Common StockGGiftDisposed−977,777$0.00$066,605,698Direct
Aug 31, 2023Common StockSSaleDisposed−250,000$0.4667−$116,67566,355,698Direct
Sep 1, 2023Common StockJOtherAcquired+2,827,960$1.15+$3,252,15469,183,658Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2023Common StockJOtherAcquired+2,827,960$0.13F3+$367,634.82,827,960Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

In connection with an unsecured line of credit in the form of a note (the "Note") between the Issuer and the Reporting Person, on September 1, 2023, the Issuer and the Reporting Person entered into an agreement pursuant to which the Issuer issued to the Reporting Person (i) 2,827,960 shares (the "Shares") of the Issuer's common stock at a conversion price of $1.15 per share, and (ii) warrants (the "Warrants") to purchase up to 2,827,960 shares of the Issuer's common stock at a conversion price of $0.13 per warrant. The issuance of the Shares and the Warrants was made to settle all amounts of principal interests and other costs under the Note as of August 31, 2023 (the "Repayment Obligation").

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)