Rodsky Seth's Form 4 filing
Real Good Food Company, Inc. (RGF) · filed Aug 23, 2023
- Accession no.
- 0001493152-23-030015
- Filed
- Aug 23, 2023, 8:25 PM ET
- Trade date
- Aug 21-23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $19.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodsky SethCIK 0001931393 | 10% Owner |
| Strand Equity Partners III, LLCCIK 0001931395 | 10% Owner |
| Strand Management CoCIK 0001933924 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2023 | Class A Common Stock | SSaleDisposed | −2,972 | $4.27F1 | −$12,690.44 | 251,694 | Direct | |
| Aug 22, 2023 | Class A Common Stock | SSaleDisposed | −6 | $4.25 | −$25.5 | 251,688 | Direct | |
| Aug 23, 2023 | Class A Common Stock | SSaleDisposed | −1,688 | $4.28F2 | −$7,224.64 | 250,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $4.25 to $4.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $4.26 to $4.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Strand Management Company ("SMC") is the sole manager of Strand Equity Partners III, LLC ("SEP III") and Seth Rodsky is the President of SMC, and as such, SMC and Mr. Rodsky may be deemed to share voting and dispositive power with respect to any securities beneficially owned by SEP III. SMC and Mr. Rodsky disclaim beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that either SMC or Mr. Rodsky is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act.