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Henry Scott Robert's Form 4 filing

Nexgel, Inc. (NXGL) · filed Aug 23, 2023

Accession no.
0001493152-23-029998
Filed
Aug 23, 2023
Trade date
Aug 21-22, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $5.78K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Henry Scott RobertCIK 0001961477Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 21, 2023Common StockPPurchaseAcquired+2,000$1.95F1+$3,900100,558Direct
Aug 22, 2023Common StockPPurchaseAcquired+980$1.92F2+$1,881.6101,538Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average of open market purchase transactions ranging from $1.94 to $1.96 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F2

The Reporting Person purchased all 980 shares of common stock in the open market at a price of $1.92 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)