Akin Thomas B's Form 4 filing
Mobivity Holdings Corp. (MFON) · filed Aug 21, 2023
- Accession no.
- 0001493152-23-029551
- Filed
- Aug 21, 2023
- Trade date
- Jun 13-Aug 7, 2023
- Filing delay
- 69 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $716.1K. It was filed 69 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Akin Thomas BCIK 0001026505 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Common Stock | PPurchaseAcquired | +20,404 | $0.79 | +$16,119.16 | 23,881,906 | Direct | |
| Aug 7, 2023 | Common Stock | PPurchaseAcquired | +426,830 | $0.82 | +$350,000.6 | 24,308,736 | Direct | |
| Aug 7, 2023 | Common Stock | PPurchaseAcquired | +426,830 | $0.82 | +$350,000.6 | 24,735,566 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | Common Stock | AGrant or awardAcquired | +853,660 | $0.00 | $0 | 2,335,405 | Direct | |
| Aug 7, 2023 | Common Stock | AGrant or awardAcquired | +853,660 | $0.00 | $0 | 3,189,065 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.