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Melsert Ryan Mitchell's Form 4 filing

American Battery Technology Co (ABAT) · filed Aug 2, 2023

Accession no.
0001493152-23-026407
Filed
Aug 2, 2023
Trade date
Jul 31-Aug 1, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Melsert Ryan MitchellCIK 0001823522Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 31, 2023Common StockAGrant or awardAcquired+144,739$0.00$014,685,678Direct
Aug 1, 2023Common StockFTax withholdingDisposed−34,225$0.68−$23,27314,651,453Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 31, 2023Common StockPPurchaseAcquired+490,393$0.70+$343,275.14,347,529Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)