Yamamoto Sumitaka's Form 4 filing
HeartCore Enterprises, Inc. (HTCR) · filed Jul 3, 2023
- Accession no.
- 0001493152-23-023355
- Filed
- Jul 3, 2023
- Trade date
- Jun 22-Jul 3, 2023
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $43.9K. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yamamoto SumitakaCIK 0001904502 | Director, Officer (Chairman, CEO & President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2023 | Common Stock | SSaleDisposed | −14,913 | $1.61 | −$24,009.93 | 10,610,049 | Direct | |
| Jun 23, 2023 | Common Stock | SSaleDisposed | −7,900 | $1.61 | −$12,719 | 10,602,149 | Direct | |
| Jun 30, 2023 | Common Stock | SSaleDisposed | −2,588 | $1.44 | −$3,726.72 | 10,599,561 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −2,414 | $1.43 | −$3,452.02 | 10,597,147 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.