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Yamamoto Sumitaka's Form 4 filing

HeartCore Enterprises, Inc. (HTCR) · filed Jun 30, 2023

Accession no.
0001493152-23-023088
Filed
Jun 30, 2023
Trade date
Jun 30, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $25.3K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yamamoto SumitakaCIK 0001904502Director, Officer (Chairman, CEO & President), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2023Common StockSSaleDisposed−17,340$1.46−$25,316.410,624,962Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Sales are being effectuated to cover the payment of certain tax obligations

Read the full filing on SEC EDGAR (opens in a new tab)