Yamamoto Sumitaka's Form 4 filing
HeartCore Enterprises, Inc. (HTCR) · filed Jun 21, 2023
- Accession no.
- 0001493152-23-021995
- Filed
- Jun 21, 2023
- Trade date
- Jun 16-20, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $27.7K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yamamoto SumitakaCIK 0001904502 | Director, Officer (Chairman, CEO & President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Common Stock | SSaleDisposed | −8,137 | $1.48 | −$12,042.76 | 10,719,218 | Direct | |
| Jun 20, 2023 | Common Stock | SSaleDisposed | −10,461 | $1.50 | −$15,691.5 | 10,708,757 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.