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Govil Saagar's Form 4 filing

Cemtrex Inc (CETX) · filed Jun 14, 2023

Accession no.
0001493152-23-021261
Filed
Jun 14, 2023
Trade date
Jun 12-14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $63.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Govil SaagarCIK 0001516102Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2023CEMTREX, INC. SERIES 1 PREFERRED STOCKPPurchaseAcquired+10,671$0.71+$7,576.4124,892Direct
Jun 13, 2023CEMTREX, INC. SERIES 1 PREFERRED STOCKPPurchaseAcquired+45,668$0.84+$38,361.1270,560Direct
Jun 14, 2023CEMTREX, INC. SERIES 1 PREFERRED STOCKPPurchaseAcquired+8,028$0.93+$7,466.0478,588Direct
Jun 12, 2023CEMTREX INC. COMMON STOCKPPurchaseAcquired+1,000$9.85+$9,85039,962Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)