Yamamoto Sumitaka's Form 4 filing
HeartCore Enterprises, Inc. (HTCR) · filed Jun 14, 2023
- Accession no.
- 0001493152-23-021232
- Filed
- Jun 14, 2023
- Trade date
- Jun 9-13, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $213.4K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yamamoto SumitakaCIK 0001904502 | Director, Officer (Chairman, CEO & President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | SSaleDisposed | −74,826 | $1.37 | −$102,511.62 | 10,824,426 | Direct | |
| Jun 12, 2023 | Common Stock | SSaleDisposed | −75,000 | $1.32 | −$99,000 | 10,749,426 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −8,526 | $1.39 | −$11,851.14 | 10,740,900 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.