Yamamoto Sumitaka's Form 4 filing
HeartCore Enterprises, Inc. (HTCR) · filed Jun 9, 2023
- Accession no.
- 0001493152-23-020722
- Filed
- Jun 9, 2023
- Trade date
- Jun 6-8, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $89.8K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yamamoto SumitakaCIK 0001904502 | Director, Officer (Chairman, CEO & President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Common Stock | SSaleDisposed | −26,000 | $1.42 | −$36,920 | 10,934,805 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −18,528 | $1.46 | −$27,050.88 | 10,916,277 | Direct | |
| Jun 8, 2023 | Common Stock | SSaleDisposed | −17,025 | $1.52 | −$25,878 | 10,899,252 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.