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Deutsch Jesse Samuel's Form 4/A amendment

Amended

American Battery Technology Co (ABAT) · filed Jun 8, 2023

Accession no.
0001493152-23-020588
Filed
Jun 8, 2023
Trade date
Jun 6, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked
Original filed
Jun 7, 2023

This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. It was filed 2 days after the trade.

This amendment restates part of 0001493152-23-020468 (filed Jun 7, 2023). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Deutsch Jesse SamuelCIK 0001978642Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2023Common StockAGrant or awardAcquired+142,856$0.70F2+$99,999.2142,856Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001493152-23-020468 (filed Jun 7, 2023).

Derivative securities (Table II)

Derivative transactions carried over from 0001493152-23-020468
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 6, 2023Common StockPPurchaseAcquired+142,856$0.70+$99,999.2142,856Direct
Jun 6, 2023Common StockPPurchaseAcquired+142,856$0.80+$114,284.8285,712Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the purchase of four (4) units of Common Stock, where each $25,000 unit consists of 35,714 shares of Common Stock of the Company without registration under the Securities Act of 1933, pursuant to an executed Subscription Agreement ("Subscription Agreement").

F2

This Form 4 amendment is being filed solely to correct an administrative error in column 4 of the Form 4 filed on June 7, 2023, which reported the incorrect purchase price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)