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Carleton Richard's Form 4 filing

SHF Holdings, Inc. (SHFS) · filed May 30, 2023

Accession no.
0001493152-23-019467
Filed
May 30, 2023, 4:30 PM ET
Trade date
May 25-26, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $24.9K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carleton RichardCIK 0001935449Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 25, 2023Class A Common StockPPurchaseAcquired+50,000$0.45+$22,500130,128Direct
May 26, 2023Class A Common StockPPurchaseAcquired+5,000$0.48+$2,400135,128Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)