Henry Scott Robert's Form 4 filing
Nexgel, Inc. (NXGL) · filed May 24, 2023
- Accession no.
- 0001493152-23-018960
- Filed
- May 24, 2023
- Trade date
- May 22-24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $13.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henry Scott RobertCIK 0001961477 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | PPurchaseAcquired | +4,000 | $1.95F1 | +$7,800 | 89,000 | Direct | |
| May 23, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $1.90F2 | +$1,900 | 90,000 | Direct | |
| May 24, 2023 | Common Stock | PPurchaseAcquired | +2,000 | $2.01F3 | +$4,020 | 92,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average of open market purchase transactions ranging from $1.92 to $1.98 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The Reporting Person purchased all 1,000 shares of common stock in the open market at a price of $1.90 per share.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average of open market purchase transactions ranging from $2.00 to $2.02 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.