McCain Andrew K's Form 4 filing
CISO Global, Inc. (CISO) · filed May 24, 2023
- Accession no.
- 0001493152-23-018928
- Filed
- May 24, 2023, 4:30 PM ET
- Trade date
- Dec 22, 2020-Dec 31, 2021
- Filing delay
- 883 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $500.0K. It was filed 883 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCain Andrew KCIK 0001428619 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2020 | Common Stock, par value $0.00001 | PPurchaseAcquired | +250,000 | $2.00 | +$500,000 | 1,500,000 | Indirect | |
| Dec 31, 2021 | Common Stock, par value $0.00001 | CConversionAcquired | +1,500,000 | $2.00 | +$3,000,000 | 3,000,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2020 | Common Stock, par value $0.00001 | PPurchaseAcquired | +1,500,000 | $3,000,000.00 | – | – | Indirect | Price outlier |
| Dec 31, 2021 | Common Stock, par value $0.00001 | CConversionAcquired | +1,500,000 | $0.00 | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.