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Maatta John D's Form 4 filing

Prairie Operating Co. (PROP) · filed May 5, 2023

Accession no.
0001493152-23-015706
Filed
May 5, 2023, 9:42 PM ET
Trade date
Jan 23, 2019-May 3, 2023
Filing delay
1,563 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 6 derivative transactions. It was filed 1563 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Maatta John DCIK 0001546597Director, Officer (CEO and Interim CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 3, 2023Common StockCConversionAcquired+8,318,949$0.175+$1,455,816.088,338,949Direct
May 3, 2023Common StockAGrant or awardAcquired+72,857$0.175+$12,749.988,411,806Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 3, 2023Common StockCConversionDisposed−8,318,949$10.00−$1,242,3600Direct
May 3, 2023Common StockPPurchaseAcquired+285,714$1,000.00+$50,00050Direct
May 3, 2023Common StockPPurchaseAcquired+285,714$0.00$0285,715Direct
May 3, 2023Common StockPPurchaseAcquired+285,714$0.00$0285,714Direct
Jan 23, 2019Common StockAGrant or awardAcquired+20,000$0.00$020,000Direct
Aug 3, 2020Common StockAGrant or awardAcquired+10,000$0.00$0120,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)