GoldMining Inc.'s Form 4 filing
U.S. GoldMining Inc. (USGO) · filed Apr 21, 2023
- Accession no.
- 0001493152-23-013286
- Filed
- Apr 21, 2023
- Trade date
- Apr 19-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $2.10M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GoldMining Inc.CIK 0001538847 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 19, 2023 | Common Stock | PPurchaseAcquired | +122,490 | $10.00 | +$1,224,900 | 9,622,491 | Direct | |
| Apr 20, 2023 | Common Stock | PPurchaseAcquired | +53,400 | $9.01 | +$481,134 | 9,675,891 | Direct | |
| Apr 21, 2023 | Common Stock | PPurchaseAcquired | +44,136 | $8.98 | +$396,341.28 | 9,720,027 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 19, 2023 | Common Stock | PPurchaseAcquired | +122,490 | $10.00 | +$1,224,900 | 122,490 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.