Melsert Ryan Mitchell's Form 4 filing
American Battery Technology Co (ABAT) · filed Apr 20, 2023
- Accession no.
- 0001493152-23-013096
- Filed
- Apr 20, 2023, 4:38 PM ET
- Trade date
- Dec 22, 2019-Apr 19, 2023
- Filing delay
- 1,215 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. It was filed 1215 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Melsert Ryan MitchellCIK 0001823522 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2023 | Common Stock | AGrant or awardAcquired | +156,250 | $0.00 | $0 | 13,779,695 | Direct | |
| Apr 18, 2023 | Common Stock | AGrant or awardAcquired | +156,250 | $0.00 | $0 | 13,935,945 | Direct | |
| Apr 19, 2023 | Common Stock | FTax withholdingDisposed | −76,620 | $0.844 | −$64,667.28 | 13,859,325 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2019 | Common Stock | PPurchaseAcquired | +1,000,000 | $0.075 | +$75,000 | 1,000,000 | Direct | Duplicate filing |
| Jan 16, 2020 | Common stock | PPurchaseAcquired | +2,000,000 | $0.075 | +$150,000 | 3,000,000 | Direct | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.