Grover Vikram P's Form 4 filing
Himalaya Technologies, Inc (HMLA) · filed Apr 14, 2023
- Accession no.
- 0001493152-23-012244
- Filed
- Apr 14, 2023, 12:48 PM ET
- Trade date
- Jul 31, 2021-Apr 14, 2023
- Filing delay
- 622 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 7 derivative transactions. It was filed 622 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grover Vikram PCIK 0001777459 | Director, Officer (CEO, CFO, Secretary), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2021 | COMMON | PPurchaseAcquired | +150,000,000 | $10.00 | +$1,500,000 | 150,000 | Direct | |
| Jul 31, 2021 | COMMON | PPurchaseAcquired | +150,000,000 | $10.00 | +$1,500,000 | 150,000 | Indirect | |
| Apr 18, 2022 | COMMON | AGrant or awardAcquired | +15,504,000 | $6.00 | +$93,024 | 165,504 | Direct | |
| Aug 11, 2022 | COMMON | AGrant or awardAcquired | +9,090,000 | $4.40 | +$39,996 | 174,594 | Direct | |
| Apr 4, 2023 | COMMON | AGrant or awardAcquired | +30,000,000 | $0.10 | +$3,000 | 204,594 | Direct | |
| Apr 14, 2023 | COMMON | AGrant or awardAcquired | +20,000,000 | $0.10 | +$2,000 | 224,594 | Direct | |
| Apr 12, 2023 | COMMON | XIn-the-money exerciseAcquired | +100,000,000 | $0.09 | +$180,000 | 2,000,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Vikram Grover has previously filed Forms 13D and 13D/A to notify investors and the Commission of beneficial ownership of Preferred B stock and is filing this document to comply with regulatory requirements to report changes in direct and indirect ownership of derivative and convertible securities of the issuer.