Martin James Rudolph's Form 4 filing
PetVivo Holdings, Inc.PETV · filed Feb 21, 2023
- Accession no.
- 0001493152-23-005593
- Filed
- Feb 21, 2023, 10:00 AM ET
- Trade date
- Feb 16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $307.97. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martin James RudolphCIK 0001779818 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | PPurchaseAcquired | +103 | $2.99 | +$307.97 | 114,619 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | AGrant or awardAcquired | +1,610 | $0.46F1 | +$740.6 | 18,910 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On February 16, 2023, Mr. Martin purchased at a price of $.46 per warrant, 1,610 of the issuer's publicly traded warrants (PETVW).
Referenced by the price of 1 transaction in Table II.