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Rodsky Seth's Form 4 filing

Real Good Food Company, Inc. (RGF) · filed Feb 16, 2023

Accession no.
0001493152-23-005354
Filed
Feb 16, 2023, 7:34 PM ET
Trade date
Feb 15-16, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $18.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rodsky SethCIK 000193139310% Owner
Strand Equity Partners III, LLCCIK 000193139510% Owner
Strand Management CoCIK 000193392410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 15, 2023Class A Common StockSSaleDisposed−1,100$4.97−$5,46736,639Direct
Feb 15, 2023Class A Common StockCConversionAcquired+200,000$0.00$0236,639Direct
Feb 15, 2023Class B Common StockCConversionDisposed−200,000$0.00$01,205,776Direct
Feb 16, 2023Class A Common StockSSaleDisposed−2,703$4.92−$13,298.76233,936Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 15, 2023Class A Common StockCConversionAcquired+200,000$0.00$01,205,776Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)