Rodsky Seth's Form 4 filing
Real Good Food Company, Inc. (RGF) · filed Jan 27, 2023
- Accession no.
- 0001493152-23-002824
- Filed
- Jan 27, 2023, 7:25 PM ET
- Trade date
- Jan 25-27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $85.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodsky SethCIK 0001931393 | 10% Owner |
| Strand Equity Partners III, LLCCIK 0001931395 | 10% Owner |
| Strand Management CoCIK 0001933924 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2023 | Class A Common Stock | SSaleDisposed | −11,182 | $6.00 | −$67,092 | 68,452 | Direct | |
| Jan 26, 2023 | Class A Common Stock | SSaleDisposed | −556 | $6.00 | −$3,336 | 67,896 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −2,457 | $6.00 | −$14,742 | 65,439 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Strand Management Company ("SMC") is the sole manager of Strand Equity Partners III, LLC ("SEP III") and Seth Rodsky is the president of SMC, and as such, SMC and Mr. Rodsky may be deemed to share voting and dispositive power with respect to any securities beneficially owned by SEP III. SMC and Mr. Rodsky disclaim beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that either SMC or Mr. Rodsky is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act.