Melsert Ryan Mitchell's Form 4 filing
American Battery Technology Co (ABAT) · filed Jan 23, 2023
- Accession no.
- 0001493152-23-002211
- Filed
- Jan 23, 2023, 4:44 PM ET
- Trade date
- Dec 22, 2019-Jan 20, 2023
- Filing delay
- 1,128 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. It was filed 1128 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Melsert Ryan MitchellCIK 0001823522 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2023 | Common Stock | AGrant or awardAcquired | +156,250 | $0.00 | $0 | 13,509,802 | Direct | |
| Jan 19, 2023 | Common Stock | AGrant or awardAcquired | +156,250 | $0.00 | $0 | 13,666,052 | Direct | |
| Jan 19, 2023 | Common Stock | AGrant or awardAcquired | +60,000 | $0.00 | $0 | 13,726,052 | Direct | |
| Jan 20, 2023 | Common Stock | FTax withholdingDisposed | −102,607 | $0.571 | −$58,588.6 | 13,623,445 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2019 | Common Stock | PPurchaseAcquired | +1,000,000 | $0.075 | +$75,000 | 1,000,000 | Direct | Duplicate filing |
| Jan 16, 2020 | Common stock | PPurchaseAcquired | +2,000,000 | $0.075 | +$150,000 | 3,000,000 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.