Ginola Ltd's Form 4 filing
Emagin Corp (EMAN) · filed Dec 30, 2022
- Accession no.
- 0001493152-22-037212
- Filed
- Dec 30, 2022
- Trade date
- May 2-Dec 22, 2022
- Filing delay
- 242 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.27K. It was filed 242 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ginola LtdCIK 0001230770 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2022 | Common Stock | SSaleDisposed | −1,431 | $0.89 | −$1,273.59 | 0 | Indirect | |
| Dec 22, 2022 | Common Stock | CConversionAcquired | +1,002,647 | $0.00 | $0 | 1,002,647 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2022 | Common Stock | CConversionDisposed | −1,002,647 | $0.00 | $0 | 500 | Direct | |
| Dec 22, 2022 | Common Stock | JOtherDisposed | −2,326,273 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Ex. 24- Power of Attorney