Chan Heng Fai Ambrose's Form 4 filing
Alset Inc. (AEI) · filed Nov 28, 2022
- Accession no.
- 0001493152-22-033827
- Filed
- Nov 28, 2022, 4:08 PM ET
- Trade date
- Nov 23-25, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $119.9K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2022 | Common Stock | PPurchaseAcquired | +400,000 | $0.217 | +$86,800 | 75,427,030 | Direct | |
| Nov 25, 2022 | Common Stock | PPurchaseAcquired | +144,325 | $0.2292 | +$33,079.29 | 75,571,355 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.