Chan Heng Fai Ambrose's Form 4 filing
Alset Inc. (AEI) · filed Nov 21, 2022
- Accession no.
- 0001493152-22-033198
- Filed
- Nov 21, 2022, 7:53 PM ET
- Trade date
- Nov 17-18, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $59.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Common Stock | PPurchaseAcquired | +42,759 | $0.1598 | +$6,832.89 | 74,127,030 | Direct | |
| Nov 18, 2022 | Common Stock | PPurchaseAcquired | +300,000 | $0.1741 | +$52,230 | 74,427,030 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.