Wang Jeffrey's Form 4/A amendment
AmendedDNA X, Inc. (SONM) · filed Oct 14, 2022
- Accession no.
- 0001493152-22-028456
- Filed
- Oct 14, 2022
- Trade date
- Aug 5, 2022
- Filing delay
- 70 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 9, 2022
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $4.65M. It was filed 70 days after the trade.
This amendment restates part of 0001493152-22-021812 (filed Aug 9, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wang JeffreyCIK 0001935353 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Common Stock | AGrant or awardAcquired | +93,823 | $0.00 | $0 | 93,823 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001493152-22-021812 (filed Aug 9, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Common Stock | PPurchaseAcquired | +5,534,881 | $0.84 | +$4,649,300.04 | 19,463,452 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person's previously filed Form 4 inadvertently (i) understated the number of shares of common stock of Sonim Technologies, Inc. (the "Issuer") disclosed in Columns 4 and 5 by 8,109 shares due to a mathematical error in the calculation of the value of shares for the purpose of issuance and (ii) incorrectly described the vesting schedule of issued restricted stock units (the "RSUs"). The RSUs vest in three equal annual installments on the anniversary date on which the Reporting Person was appointed as a director of the Issuer's board, subject to continuous service on each vesting date. This Form 4 corrects the above-described errors by increasing the number of shares and the total amount of securities beneficially owned by the Reporting Person.