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Cassidy Bruce A. Sr.'s Form 4 filing

Loop Media, Inc. (LPTV) · filed Sep 28, 2022

Accession no.
0001493152-22-027097
Filed
Sep 28, 2022, 9:50 PM ET
Trade date
Sep 26, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market purchases total $2.30M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001104659-23-103230 (Sep 22, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cassidy Bruce A. Sr.CIK 0001484879Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 26, 2022Common StockCConversionAcquired+106,767$4.00+$427,0682,131,536Indirect
Sep 26, 2022Common StockCConversionAcquired+107,643$4.00+$430,5722,239,179Indirect
Sep 26, 2022Common StockCConversionAcquired+215,194$4.00+$860,7762,454,373Indirect
Sep 26, 2022Common StockCConversionAcquired+204,646$4.00+$818,5843,866,526Indirect
Sep 26, 2022Common StockPPurchaseAcquired+460,000$5.00+$2,300,0002,914,373Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 26, 2022Common StockCConversionDisposed−106,767$0.00–0Indirect
Sep 26, 2022Common StockCConversionDisposed−107,643$0.00–0Indirect
Sep 26, 2022Common StockCConversionDisposed−215,194$0.00–0Indirect
Sep 26, 2022Common StockCConversionDisposed−204,646$0.00–0Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Shares reported reflect the Issuer's one-for-three reverse stock split effective September 20, 2022.

Read the full filing on SEC EDGAR (opens in a new tab)