Funk Gert's Form 4 filing
Rocketfuel Blockchain, Inc. (RKFL) · filed Sep 14, 2022
- Accession no.
- 0001493152-22-025870
- Filed
- Sep 14, 2022, 4:28 PM ET
- Trade date
- Sep 7-8, 2022
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $9.97K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Funk GertCIK 0001745609 | Director, Officer (Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | SSaleAcquired | +10,000 | $0.26 | +$2,600 | 5,182,895 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleAcquired | +7,500 | $0.25 | +$1,875 | 5,190,395 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleAcquired | +10,000 | $0.2462 | +$2,462 | 5,200,395 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleAcquired | +10,000 | $0.2412 | +$2,412 | 5,210,395 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleAcquired | +2,500 | $0.25 | +$625 | 5,212,895 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.