Lofgren Sheri's Form 4 filing
Focus Universal Inc. (FCUV) · filed Sep 12, 2022
- Accession no.
- 0001493152-22-025662
- Filed
- Sep 12, 2022
- Trade date
- Aug 17-Sep 7, 2022
- Filing delay
- 26 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $264.8K. It was filed 26 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lofgren SheriCIK 0001624262 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | AGrant or awardAcquired | +14,677 | $5.70 | +$83,658.9 | 14,677 | Direct | |
| Aug 17, 2022 | Common Stock | AGrant or awardAcquired | +10,968 | $3.00 | +$32,904 | 25,645 | Direct | |
| Aug 17, 2022 | Common Stock | AGrant or awardAcquired | +1,804 | $8.86 | +$15,983.44 | 27,449 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −10,903 | $10.13 | −$110,447.39 | 16,546 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −10,000 | $10.26 | −$102,600 | 6,546 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −5,000 | $10.35 | −$51,750 | 1,546 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.