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Kostiner Barry's Form 4 filing

Legacy Education Alliance, Inc. (LEAI) · filed Sep 8, 2022

Accession no.
0001493152-22-025412
Filed
Sep 8, 2022
Trade date
Aug 17, 2022
Filing delay
22 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. It was filed 22 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kostiner BarryCIK 0001338670Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 17, 2022Common StockPPurchaseAcquired+1,600,000$0.00F1$08,183,500Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was issued to Legacy Tech Partners, LLC as partial consideration for entering into a Forbearance Agreement, dated July 15, 2022.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)