McGill Seamus M's Form 4 filing
GAN Ltd (GAN) · filed Sep 6, 2022
- Accession no.
- 0001493152-22-025160
- Filed
- Sep 6, 2022
- Trade date
- Mar 9-Sep 1, 2022
- Filing delay
- 181 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $12.6K. It was filed 181 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McGill Seamus MCIK 0001210280 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Ordinary Shares | MOption exerciseAcquired | +1,295 | –F1 | – | 51,161 | Direct | |
| Sep 1, 2022 | Ordinary Shares | PPurchaseAcquired | +5,000 | $2.51 | +$12,550 | 56,161 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Ordinary Shares | MOption exerciseDisposed | −1,295 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The RSUs were issued as director compensation. The transaction relates to the settlement of 1,295 RSU's into 1,295 GAN Limited ordinary shares on March 9, 2022.
Referenced by the price of 1 transaction in Table I.