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Gusky Adam Samuel's Form 4 filing

Rand Capital Corp (RAND) · filed Sep 2, 2022

Accession no.
0001493152-22-024969
Filed
Sep 2, 2022
Trade date
Aug 31-Sep 2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $11.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gusky Adam SamuelCIK 0001792912Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2022Common StockPPurchaseAcquired+201$14.35+$2,884.3518,728Indirect
Sep 1, 2022Common StockPPurchaseAcquired+102$14.35+$1,463.718,830Indirect
Sep 2, 2022Common StockPPurchaseAcquired+200$14.70+$2,94019,030Indirect
Sep 2, 2022Common StockPPurchaseAcquired+300$14.69+$4,40719,330Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)