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Stefansky David's Form 4 filing

Nexgel, Inc. (NXGL) · filed Aug 17, 2022

Accession no.
0001493152-22-023279
Filed
Aug 17, 2022
Trade date
Aug 15-16, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $9.93K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stefansky DavidCIK 0001320581Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2022Common StockPPurchaseAcquired+2,872$1.90F1+$5,456.815,091Direct
Aug 16, 2022Common StockPPurchaseAcquired+2,500$1.79F2+$4,47517,591Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The $1.9033 represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8800 to $1.9100. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The $1.7920 represents a weighted average price. The Reporting Person purchased 500 shares of common stock at a price of $1.800 per share and 2,000 shares of common stock at a price of $1.7900 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)