Fogassa Marc's Form 4 filing
Atlas Lithium Corp (ATLX) · filed Jun 17, 2022
- Accession no.
- 0001493152-22-017131
- Filed
- Jun 17, 2022, 4:00 PM ET
- Trade date
- Dec 18, 2012-Jun 16, 2022
- Filing delay
- 3,468 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 30 derivative transactions. Open-market purchases total $8.1. It was filed 3468 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fogassa MarcCIK 0001607172 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2013 | Common Stock, par value $.001 per share | AGrant or awardAcquired | +1,138,802 | $0.00 | $0 | 1,138,802 | Direct | |
| Feb 27, 2014 | Common Stock, par value $.001 per share | AGrant or awardAcquired | +264,994 | $0.08 | +$21,199.52 | 1,403,796 | Direct | |
| Feb 15, 2017 | Common Stock, par value $.001 per share | AGrant or awardAcquired | +2,680,137 | $0.04 | +$107,205.48 | 2,682,945 | Direct | |
| Aug 28, 2019 | Common Stock, par value $.001 per share | MOption exerciseAcquired | +41,000,000 | $0.00 | $0 | 43,882,945 | Direct | |
| Sep 21, 2019 | Common Stock, par value $.001 per share | MOption exerciseAcquired | +10,000,000 | $0.00 | $0 | 53,882,945 | Direct | |
| Dec 3, 2020 | Common Stock, par value $.001 per share | MOption exerciseAcquired | +161,636,427 | $0.00 | $0 | 215,519,372 | Direct | |
| Nov 4, 2021 | Common Stock, par value $.001 per share | PPurchaseAcquired | +1,000 | $0.0081 | +$8.1 | 190,676,278 | Direct | |
| Mar 17, 2022 | Common Stock, par value $.001 per share | DReturned to the companyDisposed | −398,672 | $0.01 | −$3,986.72 | 185,142,398 | Direct | |
| Apr 18, 2022 | Common Stock, par value $.001 per share | AGrant or awardAcquired | +23,388,290 | $0.0076 | +$177,751 | 208,530,688 | Direct | |
| Jun 15, 2022 | Common Stock, par value $.001 per share | DReturned to the companyDisposed | −3,000,000 | $0.0104 | −$31,200 | 199,530,688 | Direct | |
| Jun 16, 2022 | Common Stock, par value $.001 per share | DReturned to the companyDisposed | −1,500,000 | $0.0101 | −$15,150 | 198,030,688 | Direct | |
| Apr 27, 2016 | Common Stock, par value $.001 per share | AGrant or awardAcquired | +28,138,894 | $0.0002 | +$5,627.78 | 28,138,894 | Indirect | |
| Oct 26, 2017 | Common Stock, par value $.001 per share | AGrant or awardAcquired | +25,000,000 | $0.006 | +$150,000 | 25,000,000 | Indirect | |
| Mar 11, 2020 | Common Stock, par value $.001 per share | AGrant or awardAcquired | +53,947,368 | $0.0019 | +$102,500 | 78,947,368 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2012 | Common Stock | AGrant or awardAcquired | +1 | $1.00 | +$1 | 1 | Direct | |
| Apr 7, 2019 | Common Stock | AGrant or awardAcquired | +224,711,111 | – | – | 224,711,111 | Direct | |
| Jun 30, 2019 | Common Stock | AGrant or awardAcquired | +112,355,556 | – | – | 337,066,667 | Direct | |
| Aug 28, 2019 | Common Stock | MOption exerciseDisposed | −41,000,000 | $410.00 | −$16,810,000,000 | 296,066,667 | Direct | |
| Sep 21, 2019 | Common Stock | MOption exerciseDisposed | −10,028,653 | $0.00 | $0 | 286,038,014 | Direct | |
| Dec 3, 2020 | Common Stock | MOption exerciseDisposed | −122,355,556 | $0.00 | $0 | 113,355,556 | Direct | |
| Sep 13, 2017 | 0% Convertible Promissory Note | AGrant or awardAcquired | – | $202,240.00 | – | – | Direct | Price outlier |
| Sep 13, 2017 | 6% Convertible Promissory Note | AGrant or awardAcquired | – | $243,388.00 | – | – | Direct | Price outlier |
| Apr 7, 2019 | 6% Convertible Promissory Note | AGrant or awardAcquired | – | $261,631.00 | – | – | Direct | Price outlier |
| Apr 7, 2019 | 0% Convertible Promissory Note | MOption exerciseDisposed | – | $202,240.00 | – | – | Direct | Price outlier |
| Jun 30, 2019 | 6% Convertible Promissory Note | AGrant or awardAcquired | – | $61,724.00 | – | – | Direct | Price outlier |
| Sep 15, 2021 | 6% Convertible Promissory Note | MOption exerciseDisposed | – | $243,388.00 | – | – | Direct | Price outlier |
| Sep 15, 2021 | 6% Convertible Promissory Note | MOption exerciseDisposed | – | $261,631.00 | – | – | Direct | Price outlier |
| Sep 15, 2021 | 6% Convertible Promissory Note | MOption exerciseDisposed | – | $61,724.00 | – | – | Direct | Price outlier |
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +214,006 | – | – | 214,006 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 2,500 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 5,000 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 7,500 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 10,000 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 12,500 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 15,000 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 17,500 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 20,000 | Direct | |
| Sep 30, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 22,500 | Direct | |
| Oct 1, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 25,000 | Direct | |
| Nov 1, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 27,500 | Direct | |
| Dec 1, 2021 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 30,000 | Direct | |
| Jan 1, 2022 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 32,500 | Direct | |
| Feb 1, 2022 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 35,000 | Direct | |
| Mar 1, 2022 | Series D Convertible Preferred Stock | AGrant or awardAcquired | +2,500 | – | – | 37,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.