Cox Kevin Brian's Form 4 filing
SurgePays, Inc. (SURG) · filed Jun 3, 2022
- Accession no.
- 0001493152-22-015787
- Filed
- Jun 3, 2022
- Trade date
- Nov 11, 2021-Jun 2, 2022
- Filing delay
- 204 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $21.5K. It was filed 204 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox Kevin BrianCIK 0001784994 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common stock, $0.001 par value per share | CConversionAcquired | +3,016,820 | – | – | 3,437,794 | Direct | |
| Nov 11, 2021 | Common stock, $0.001 par value per share | JOtherAcquired | +561,758 | – | – | 561,758 | Indirect | |
| Jun 2, 2022 | Common stock, $0.001 par value per share | PPurchaseAcquired | +4,900 | $4.39 | +$21,511 | 3,442,694 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | CConversionDisposed | −3,016,820 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.