Rothrock David B.'s Form 4 filing
Investview, Inc. (INVU) · filed Apr 11, 2022
- Accession no.
- 0001493152-22-009645
- Filed
- Apr 11, 2022, 7:21 PM ET
- Trade date
- Nov 9, 2020-Dec 27, 2021
- Filing delay
- 518 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 6 derivative transactions. It was filed 518 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothrock David B.CIK 0001811128 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2020 | Common Stock, $0.001 par value | DReturned to the companyAcquired | +50,000,000 | $0.00 | $0 | 50,000,000 | Direct | |
| Dec 27, 2021 | Common Stock, $0.001 par value | FTax withholdingDisposed | −5,200,000 | $0.04 | −$208,000 | 44,800,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2020 | Common Stock | HLess common codeDisposed | −103,409,091 | – | – | – | Indirect | |
| Nov 9, 2020 | Common Stock | PPurchaseAcquired | +185,714,286 | – | – | – | Indirect | |
| Nov 9, 2020 | Common Stock | HLess common codeDisposed | −55,681,818 | – | – | – | Indirect | |
| Nov 9, 2020 | Common Stock | PPurchaseAcquired | +100,000,000 | – | – | – | Indirect | |
| Nov 9, 2020 | Common Stock | PPurchaseAcquired | +185,714,286 | – | – | – | Indirect | |
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +565,000,000 | – | – | 565,000,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.